GM 21.A.20  Compliance demonstration process    

CAA ORS9 Decision No. 1

Point 21.A.20 applies to the compliance demonstration process for a type certificate (TC) (or a restricted type certificate (RTC)) and, by cross references to Part 21 Subpart D and E, to compliance demonstration processes for major changes to a TC (see point 21.A.97(b)(3)) and an STC (see point 21.A.115(b)(4)).

Applicants for a TC (or an RTC) should apply point 21.A.20 in full. Applicants for a major change to a TC (or an STC) are required (see points 21.A.97(b)(3) and 21.A.115(b)(4)) to apply point 21.A.20 as applicable to the change.

‘As applicable to the change’ means that:

    1. the certification programme to be followed is the one prepared for the major change or STC in accordance with point 21.A.93, as accepted by the CAA; and

    2. the certification basis (consisting of the type-certification basis, operational suitability data (OSD) certification basis, and the environmental protection requirements) is the one established by the CAA in accordance with point 21.A.101 and notified to the applicant in accordance with point 21.B.105 (for a major change to a TC) or point 21.B.109 (for an STC).

    Point 21.A.20 also applies to major changes to a TC or an STC approved by design organisation approval (DOA) holders under their privilege as per point 21.A.263(c)(8) or (9) (see also points 21.A.97(b)(3) and 21.A.115(b)(4)). As in this case there is no application and no CAA involvement, point 21.A.20 should be applied with the following adaptions:

    3. the certification programme to be followed, including the certification basis and the detailed means of compliance, should be almost identical to the one accepted by the CAA for a major change or an STC when approved for the scope of the privilege as per point 21.A.263(c)(8) or (9); it may differ in some aspects (e.g. the detailed description of the changes), but it should be shown to remain in the frame of the corresponding justification document; and

    4. the means by which such compliance has been demonstrated (see point 21.A.20(a)) and the final declaration of compliance (see point 21.A.20(e)) should be kept on record and submitted to the CAA only if the CAA requests them during its DOA continued surveillance process.